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Igor Kon* |
The concept of alienation in modern sociology. Marxism and sociology
Marxism and sociology
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Edited by Peter L.
Berger
New School for Social Research
APPLETON-CENTURY-CROFTS
EDUCATIONAL DIVISION
MEREDITH CORPORATION
New York 1969
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* editor's note. - Translated by courtesy of Nikolai Zhibeinov of the
Novosti Press Agency, Moscow
The concept of alienation in modern sociology
I
The concept of
alienation is one of the most common and withal one of the least defined
concepts in modern sociology. Some authors shun a clear-cut definition
altogether. Thus, in his fore-word to the two-volume anthology he has
edited, Gerald Sykes defines alienation as "an obscure but real
affliction that has already overtaken anyone who does not respond to the
beauty on page 936, to the horror on page 52, to the wisdom on page
688,' to the pathos on page 568, to the passion on page 581. A textbook
definition is given on page 67. Haste to look up these passages would
only mean an advanced case of alienation. Complete unconcern about them
would be still worse." 1
To understand this
concept of varied meaning, we should best trace its evolution
historically in its relation to the history of philosophical thought.
However I fear this would lead us into too rambling a discourse, all the
more since the term was differently defined at different periods. In the
Middle Ages it implied a definite degree of mystical ecstasy in man's
communion with God.2 Later the Protestants, beginning with Calvin,
understood the term as spiritual death, as estrangement of man's spirit
from God by virtue of original sin.3 Rousseau speaks of the alienation
of the individual's natural rights in favor of the community as a whole
which results from the social contract. The romanticists dwell on the
individual's alienation from others. Hegel employs the term to denote
the alienation of consciousness from the individual, the subject viewing
himself as the object, so that the entire objective world is nothing but
the "alienated spirit." With Feuerbach self-alienation of the human
substance is represented as the prime source of Christianity. Marx
meanwhile turns to a socio-economic analysis regarding the employee's
alienation from the means of production as the derivative of private
ownership and the social division of labor. Developed parallel to the
philosophical concept of alienation was the psychiatric concept implying
the mental affection that makes a person irresponsible. It is obviously
impossible to discuss the entire intricate range of these problems
within the scope of one article. Scarcely justified either is the
"normative" approach, by means of which one proceeds from a certain
tradition to define the "genuine" purport of alienation, discarding all
others meanwhile as "delusion."
Here we shall confine ourselves to the following: First, by singling out
some formal elements of the concept of alienation we shall try to
clarify the range of phenomena it covers. Second, without delving into
historico-philosophical material we shall endeavor to demonstrate the
dependence of sociological interpretations of alienation on the general
philosophical orientation of various authors. And third, on this basis
we shall try to estimate the value of this concept for the description
and explanation of social facts.
So, what, strictly speaking, does the term mean and what processes and
phenomena does it describe? To furnish the answer we must reduce this
question to several smaller specific issues. (A similar approach is
taken by Kenneth Keniston.4 True, his approach and especially his
resulting definition substantially differ from mine.)
Kenneth Keniston, The Uncommitted Alienated Youth in American Society,
New York, 1965, appendix.
Who is alienated? At first glance this seems an unnecessary question,
since it is man's alienation that is universally discussed. But what
actually is implied? Some authors speak of man as the individual.
Precisely in this category is the definition given in the UNESCO
Dictionary of Social Sciences: "Alienation, as most generally used in
social science, denotes an estrangement or separation between parts or
the whole of the personality and significant aspects of the world of
experience. (1) Within this general denotation the term may refer to (a)
an objective state of estrangement or separation; (b) the state of
feeling of the estranged personality; (c) a motivational state tending
towards estrangement. (2) The separation denoted by the term may be
between (a) the self and the objective world; (b) the self and aspects
of the self that have become separated and placed against the self, e.
g. alienated labour; (c) the self and the self." 5
This definition furnishes a whole row of modalities of alienation but
with the personality invariably the subject. However, this
interpretation is far from all-embracing. When, for instance, Marxian
sociologists speak of the alienation of the worker from the means of
production they have in mind not the individual but a whole social
class. Frequently the "focus" of alienation is one or another social
group (the alienation of an ethnic minority from the rest of society,
the alienation of the intelligentsia from the masses, etc.), and even
mankind as a whole. However, the discussion of the problems of a
separate individual that stem from the specific features of his personal
private existence is far from being the same thing as discussion of the
problems of a specific social group, problems which derive from the
group's social status, or, finally, discussion of the problems of human
life generally.
From what is one alienated? The answers are still more varied than are
those to the preceding question.
In his early works Marx speaks of the alienation from man of his own
essence. Later this is made more specific in the concepts of alienation
of labor, of the purport of activity from its objective content, of the
individual from the family or clan, of power from the ruled, etc. Marvin
Scotte divides the categories of alienation into four groups: alienation
from values, from norms, from roles and from facilities. Some
existentialists, to escape the inclusion of a priori ontological
conditions, furnish a formal definition of alienation as "exclusion of a
certain possibility" - which is not defined.7 With many American
sociologists alienation denotes a conflict between the aims of culture
and the means of their realization which prevents the individual from
taking part in socio-cultural activity. Thus, according to Keniston,
alienated people are those "who reject what they see as the dominant
values, roles and institutions of their society." 8
Not infrequently this is crystallized to mean the conflict between the
social role "given" to the individual and his own value orientations.9
In other words, alienation implies a conflict between the individual and
society, against the background of the contradictory character of the
system of social culture itself. Finally, in socio-psychological
researches alienation often denotes the inner conflict in the mind of
the subject who feels incapable of realizing aims set.10 Hence, one and
the same term may denote the estrangement of the individual from human
environment, the forced alienation from man of the products of his
labor, the independence of power from the ruled and so on and so forth.
In what is alienation manifested? The concrete answers this question are
so varied that it is altogether impossible reduce them to a system.
However, the main point is whether this is an objective, or subjective
(psychological) phenomenon Marxists say the first, implying a tangible
social process which exists regardless of the degree to which people
take cognizant of it. Herbert Marcuse is of the same mind. He believes
aliena-tion "has become entirely objective; the subject which is
alienated is swallowed up by its alienated existence. There is only i
dimension and it is everywhere and in all forms." n The fact; that
people are unaware of their lack of liberty is precisely proof of the
totality of alienation. In the eyes of other authors on the contrary,
alienation is exclusively or primarily a psycho-logical phenomenon, and
they are interested in the inner emo-tions of the individual. Thus,
Melvin Seeman regards alienation exclusively "from the personal
standpoint of the actor." 12 Aliena-tion in this case is expressed in
the individual's feeling of his powerlessness, in feeling that his life
is meaningless, and so on. All characterization of the objective
situation engendering such emotions is deliberately eliminated, since
these situations may vary. This psychological interpretation of
alienation currently dominates in empirical sociology in the United
States.
By what is alienation produced? This falls into two question (a) Does
the term imply a definite process or state? A process presumes that a
quality, possibility, etc. was initially possessed and subsequently
lost. The task, hence, is to elucidate how occurred (for instance how
someone became estranged from the community or became disillusioned with
certain values). Characterization of alienation as a state implies
merely a description of the obtaining situation without indicating its
origin. When, for instance, a Marxist says the worker is alienated from
means of production he does not at all imply that the worker on
possessed these means of production and then lost them. (b) What is the
dynamic factor of alienation? Or, in other words, is the subject himself
alienated from certain relations, norms and values or vice versa? The
concept of alienation of the subject gives oriority to an analysis of
the subject's attitude to the appropriate phenomenon, and this attitude
explains his behavior. If relations, norms and values are seen as being
alienated from the subject, it is external social conditions that emerge
as the alienating factor and these are to be investigated.
What are the causes of alienation? Answers differ radically. Some
authors deduce alienation from overall conditions of human existence,
others - from certain definite social factors such as private ownership,
the social division of labor, or scientific and technical progress -
while still others proceed from individual psychological factors,
including neuroticism.
What ways and means exist for overcoming alienation? The answer plainly
stems from all that has been said before. If alienation derives from the
overall conditions of human existence, there is no problem at all. If
alienation has concrete social causes, it can be overcome only by
changing the social conditions. Finally, if alienation is an individual
psychological phenomenon, it is enough to alter the appropriate personal
attitudes - by psychotherapy, for instance - to overcome it.
So, to sum up: when speaking of man's alienation and describing its
symptoms, different authors mean totally different things. They differ
not only in the answers, but even in the very approach to the problem.
II
The sociological conceptions of alienation distinctly betray different
philosophical orientations. The empirico-positivist orientation views
alienation primarily in the socio-psychological aspect. Authors are
interested in one key issue. This is how concrete, clearly-defined
social conditions affect the value orientations and attitudes of the
individual, or of a social group in regard to their social functions.
Their main concern is to reduce the concept of alienation to definite,
empirically measurable parameters, which may become the subject of a
socio-psychological study. Seeman, regarding alienation as the summation
of the individual's emotions, divides it into five different modalities:
(1) powerlessness, when the individual believes his activity will fail
to yield the results he seeks; (2) meaninglessness, when the individual
has no clear understanding of the events in which he takes part, when he
does not know what he should believe in and why he should behave
precisely in some fashion and not otherwise;
(3) normlessness or anomie, a situation in which the individual
encounters contradictory role expectations and is compelled to behave in
a socially unapproved fashion to achieve his purposes;
(4) isolation, that is, estrangement of the individual from the dominant
aims and values of his society, and finally (5) self-estrangement, which
is the individual's estrangement from the self, the feeling that his own
self and its abilities are something strange, are a means or implement.
Seeman's typology, which many students have accepted with one or another
modification, is employed in the empirical investigation of
socio-psychological processes as, for instance, the worker's attitude to
his job, the degree of identification of personality with the social
role, etc. However, in this case alienation describes not so much social
situation as individual or group self-consciousness. Thus, alienation of
labor is reduced to the conflict between the individual's value
orientation and his occupational role. In the view of a group of
American sociologists, "the compatibility of the individual's value
orientations with the expectations of the work organization is one
determinant of alienation from work." 13 In the light of Seeman's
approach, Aldous Huxley's
"happy robot," who is quite content with life as it is, because he has
no individuality and easily yields to manipulation, must be considered
as free from alienation. Alienation is viewed here "as the quality of
personal experience which is the product of specific social conditions."
14 The subject of study is the consciousness of the individual, his
attitude to his social role. This being the case, the social conditions
themselves prove to be not an integrated system but rather a summation
of separate elements.
Take, for instance, Robert Blauner's well-known book Alienation and
Freedom. Blauner traces the way in which different social and
technological conditions affect the worker's attitude to his job and
factory; whether the worker feels free or dependent, satisfied or
dissatisfied with his job, whether he looks at it as his own free
activity or as a monotonous routine that he is forced to do. Following
up Marx, Blauner maintains that work permitting autonomy,
responsibility, social connection and self-actualization furthers the
dignity of the individual, whereas work devoid of such features
restricts his development and is therefore to be negatively valued.
Blauner attempts, as he puts it, to reduce the idea of alienation, as
framed in the early writings of Marx, to clear-cut empirical concepts.
However, in this "reduction" the concept of alienation is transformed to
the point of unrecognizability. In Blauner's view "industrial
powerlessness" incorporates four elements: first, the producer's
alienation from ownership of the means of production and the finished
products; second, the inability to influence general managerial
policies; third, the lack of control over the conditions of employment,
and, fourth, the lack of control over the immediate work process.
However, of significance for the American worker, Blauner contends, are
the last two points only, which directly bear upon his life. "The more
general and abstract aspects of powerlessness" are of no concern to the
worker since he has been accustomed to them. "Today, the average
worker," Blauner comments, "no more desires to own his machines than
modern soldiers their howitzers or government clerks their filing
cabinets." 15 If viewed simply as observing definite sentiments, most
likely Blauner is right. However, the very restriction of a worker's
interests to immediate activity only is the product of capitalist
relations which transform the human being into the simple agent of
production. For Marx this aspect was cardinal, while the worker's
empirical psychology was but a derivative. However, it is this that is
missing in the psychological interpretation of alienation.
The question of the individual's attitude to work cannot be comprehended
at all if we confine ourselves to the individual job relation only. Too
much depends here on the worker's level of requirements which, in turn,
depend on his social status, education, etc. Blauner's investigations
have shown that the sharply negative job attitude which H. Swados, E.
Chinoy and others observed in the case of automobile workers is not
typical of most American workers. According to Blauner's data, from
seventy-five to ninety per cent of American workers are on the whole
satisfied even with routine repetitive work.16 But this, as Blauner
himself notes, is due mainly to an upbringing which induces the
individual to rest content with little and not seek more. The
individual's job attitude is a derivative of his other value
orientations. Meanwhile, precisely the integrated character of the
social structure as well as that of the individual fail to be reflected
in the psychologico-analytical interpretation of alienation.
Alienation receives a quite different interpretation in the terminology
of phenomenological orientation. According to Maurice Natanson,17
alienation is the structural deformation of sociality deriving not from
the individual's awareness of his own alienation but from conditions of
a social order - which, however, the author reduces to the structural
pattern of the social role. According to him, every social role is a
complex of socially formed requirements necessary to carry out definite
patterned social actions. The social role incorporates the two elements:
role-taking, as the dynamics for effecting and carrying out such roles
in actual practice, and role-action as the intentional dimension
underlying role-taking. In the eyes of the actor the social role is
something given. However, the actual role behavior is based on the
definite human intention of the actor of the role. Alienation represents
the danger of deformation of the basic elements of role-action. For
practical purposes, Natanson implies a rupture between the motivation of
action and the social content of action.
Far more concrete is the interpretation supplied by Peter Berger and
Stanley Pullberg, combining the phenomenological orientation with
certain essential Marxist tenets.18 They single out four independent
notions: objectivation, objectification, alienation and reification.
By objectivation they mean the process whereby human subjectivity
embodies itself in products that are available to oneself and to other
people as elements of a common world. This process is anthropologically
necessary, and is inherent in all of human activity under any social
conditions. Man creates his world by objectivating himself, his
intentions and abilities in the products of his activity.
Objectification signifies the moment in the process of objectivation in
which man establishes distance from his own producing activity and its
product, and makes of this product and his own activity the object of
his consciousness. Objectivation is the wider notion, which is
applicable to all products, both material and immaterial, of human
activity. Objectification is a narrower epistemological concept,
describing the way in which man perceives the world he has created. Like
objectivation, objectification is an essential element in any kind of
human activity.
Berger and Pullberg call
alienation a process by which the unity of the producing and the product
is broken. The product now appears to the producer as an alien facticity,
as an independent power confronting man no longer as the product but as
the condition of his own existence. "In other words, alienation is the
process by which man forgets that the world he lives in has been
produced by himself." 19 Berger and Pullberg are flatly against the
psychologistic interpretation of alienation, observing that the typical
form of alienated consciousness is by no means an anomie, but on the
contrary, fetishization of social institutions, norms and other products
of human activity.
Finally, reification means the moment in the process of aliena-tion in
which the characteristic of thing-hood becomes the standard (of of
objective reality or, in other words, when nothing is accepted as real
unless it has the properties of a thing. In other words "reification is
objectification in an alienated mode." 20 Whereas objectivation and
objectification are an anthropological necessity alienation and
reification are not that, but comprise the factual characteristics of
the conditions of human existence.
All this conceptual clarification seems very interesting and useful. But
what explanation is provided for the phenomenon of reification? Berger
and Pullberg transcend the individualpsychological approach, emphasizing
that man's producing of the world cannot be understood as an individual
action; it is a social process; men together construct the social world
which is their common dwelling. Accenting the active character of human
activity, they stress that what sociologists term the social structure,
is, in fact, a part of the objectivated produced world, the pattern of
common human activity. What is given the individual as conditions for
his existence is actually nothing but objectivation of the activity of
preceding human generations. This directly echoes the corresponding
conclusions drawn by Marx.
However, Berger and Pullberg are unable to explain the concrete
historical sources of alienation and reification. They associate
reification of social institutions with the existence of "some
fundamental terrors of human existence, notably the terror of chaos
which is then assuaged by the fabrication of the sort of firm order that
only reification can constitute." 21 Hence, though reification is not a
necessary a priori condition for human existence, it represents its
permanent factual characteristic and its overcoming seems to be most
doubtful.
To fathom this problem we must turn from Berger and Pull-berg's analysis
of the contradictory character of social consciousness to an analysis of
the socio-historical process itself. In this case the "givenness," the
independence of social institutions from human consciousness, will
appear in a different light. While it is true that the existing social
structure, social institutions, norms, etc. are in effect nothing but
objectivation of the activity of preceding generations, these
institutions, norms, etc. are indeed given to us - and not only to
myself, as an individual, but to all of our generation as a whole - as
an external reality independent of our will, as the framework of our
socio-historical activity. Hence, when we accept society as a definite,
objectively existing system of relations, this is no ideological
illusion, but cognition of the tangible fact of the continuity and
stability of human history. The past, relatively "made," history is the
"framework" of modern history-making. We must differentiate this
objective necessity, which exists at all levels and stages of historical
process, from the second problem, that of the spontaneous character of
social development as associated with the absence of a conscious force
capable of directing historical development. Berger and Pullberg are
absolutely right in criticizing romantic concepts of alienation
according to which reification constitutes a chronologically later
provision of some original state of non-reified existence. However, in
their view de-reification is possible only as an exceptional moment of
the historical process. De-reification of social structures, that is,
their conception as being derivative from human activity, occurs either
at the moment of revolution when existing institutions are demolished,
thus making it clear that these institutions are the product of human
activity; or in the situation of cultural contacts and the collision of
different cultures, when traditional norms are questioned; finally,
de-reification is typical of those individuals and groups that are in a
state of social marginality.
From the angle of an analysis of the common-sense conscious ness which
fetishizes any "given" pattern of relations, this is absolutely correct
and just. However, theoretical studies cannot be restricted to
describing how people perceive their social world. They must also pose
the issue of whether the real possibilities for history-making are
equivalent in the case of individuals belonging either to different
classes of one and the same society or to different social systems. This
was precisely the approach taken by Marx. The independence of the
combined result if social activity from the will of one or another
individual partici-pant, will continue forever. However, with class
antagonisms overcome, the social composite ceases to be an impersonal
"it," the personification of some alien force, and becomes part of "us."
In exactly the same fashion the concrete social role can be both a
"given" - since it stems from a definite structurization of combined
social activity, for instance the division of labor - and a freely
"chosen" form of the activity of the self-provided this role accords
with the individual's inclinations and value orientations.
Whereas the phenomenological interpretation of alienation is based
mostly on the analysis of the very structure of consciousness, the
Freudian interpretation proceeds from the contradiction between the
individual's instinctive requirements and the demands of the social
system. Though Freud himself did not employ the term "alienation," he
analyzes the related problems in the form of contradictions between the
reality principle and pleasure principle. The inner psychic conflict
between Id and Ego is simultaneously a social conflict between the
individual's seeking to satisfy his instinctive drives and civilization,
which imposes certain limitations upon him. All concrete social
contradictions are derivatives of this paramount insoluble conflict. The
neo-Freudians have rejected the Freudian biological conception of "human
nature" for "sociologization" of psycho-analysis. In the view of Herbert
Marcuse, with Freud himself there develops an insoluble conflict not
between labor (the reality principle) and Eros (the pleasure principle)
in general, but between alienated labor and Eros.22
Hence, this conflict can
be (at least in principle) overcome in social conditions which rid
people of oppression and enable them to express their libido in
individualized activity (though Freud himself did not believe in such a
possibility).
Erich Fromm sociologizes to a still greater degree the concept of
alienation, in conformity with a Marxist analysis. The gist of
alienation is that "man does not experience himself as the active bearer
of his own powers and richness but as an impoverished 'thing' dependent
on powers outside of himself, onto whom he has projected his living
substance." 2 Fromm associates this state with a broad range of social
conditions, first of all, with conditions of existence in modern
capitalist society. This social analysis nevertheless remains rather
abstract. Fromm provides an exceptionally vivid description of man's
powerlessness and self-estrangement. But this powerlessness with Fromm
acquires a global character. He brackets together the social
consequences of automation, the professional specialization of labor,
and man's powerlessness in the face of the spontaneous nature of social
development. With him "alienation" implies both the reduction of
individuality to some partial social function and the estrangement of
the individual from his social role. In other words, the notion of
alienation proves to be a description of all the troubles of modern
society; what it specifically implies remains unclear precisely because
one and the same word is used to describe too varied processes.
Of all interpretations of alienation current in modern sociol-ogy, the
fullest and most comprehensive is the Marxist inter-pretation.24
Originally Marx's concept of alienation had many meanings; its content
changed in the process of Marx's own evolution. As A. P. Ogurtsov 26 has
convincingly demonstrated the evolution of Marx's views in this respect
may be divided into four main stages. In the first stage, before the
materialist conception of history took shape, alienation was viewed as
the alienation of the human substance in religious consciousness In his
writings of 1842-43, Marx shifts the accent to the sphere, of politics,
wondering how it comes about that the political institutions people
establish prove more powerful than people themselves. At the focus here
is the problem of state a bureaucracy. In his Economic-Philosophical
Manuscripts of 1844 Marx delves further, deriving the phenomena of
alienation a the self-alienation of work from the worker's attitude to
his work. Since work is for the worker merely a means of livelihood, the
motivation of activity has nothing at all in common with objective
content; neither the means of work nor the product of work belong to the
worker, which signifies that in the process of work he belongs not to
himself but to another. Man's aliena-tion from another man is the direct
consequence of man's aliena tion from the products of his labor, from
his life activity, Finally, in German Ideology and in later writings,
including Capital, the worker's very attitude toward work is derived t
the objective social processes associated with the private owner-ship
and the social division of labor. Hence, the problem more than assumes
new aspects; the very way it is put is deeper and made more concrete.
Marx discriminates between the objective fact of alienation (for
instance the alienation of the work from ownership and control of the
means of production) and ideological phenomena it produces (commodity
fetishism. distorted ideology, etc.). In this fashion the range of
problems originally abstracted in terms of alienation break up,
differentiate and are expressed in more definite concepts.
However, even in Marx's mature writings the concept of alienation
remains a sufficiently undifferentiated notion. As Vittorio Rieser
justly notes, with Marx the concept of alienation served both as a means
to denote a definite class of phenomena (alienation as the description
of a specific social situation) and the means of evaluating these
phenomena (where alienation is viewed as something negative that needs
to be overcome). This approach has influenced modern Marxist literature
as well.
The key question in postwar Marxist writings devoted to alienation is
whether such a thing exists at all under socialism. Answers vary
greatly. Some claim that alienation is typical of capitalism only, since
it stems from private ownership. Others, proceeding from a wider
understanding of the same term, claim that alienation in general is
insuperable and that socialism only replaces one set of forms of
alienation with another set. Still others view socialism as a definite
stage in overcoming alienation, believing this process will culminate
only when full communism is achieved. The debate is often very keen. One
may easily see, however, that the differences refer not only to an
appraisal of the present state of socialist society but also to an
understanding of the very term "alienation." In the latest years there
is a growing tendency to clarify its meaning in order to differentiate a
sociological approach from a sentimental one. As Gaylord C. Le Roy has
put it, "we should not employ the term as a single key to contemporary
reality. It must function as one component of a complex body of theory.
To ascend to an apparatus of theory that measures up to the complexity
of contemporary reality - this is the real task of the intellectual in
our time. We must not permit the magic talisman of alien tion to prevent
us from responding to this challenge."
Abstracting ourselves from particulars, we may single out modern
sociology three basic approaches to the concept alienation. First,
alienation as the universal characteristic human existence. Second,
alienation as the characteristic of the psychological state of an
individual who does not feel free his actions and who feels that he is a
plaything in the hands some external forces. Third, alienation as the
characteristic of a definite historical state of things in which man's
creative activity is restricted and he himself is enslaved by the
products of of his own activity, i
The first, global interpretation of alienation from my point of view
appears useless for sociology. Identification of alienation with
objectivation in effect removes the issue of the differences between
previous historical types of social organization. Absolutely anything
can be implied by global alienation. If man has no self-consciousness
and does not separate himself from the products of his activity,
alienation is to blame. If, on contrary, the self-consciousness of the
individual is detached from reality, this is again an expression of
alienation. In way alienation becomes the magic key to all doors, while
actually failing to explain any concrete social process and being us
even for description, since it is conceptually too vague.
The psychological interpretation of alienation seems more definite; no
wonder it is employed in many empirical stud However, this definiteness
is only apparent. First, the concept of alienation duplicates other
often more precise sociology conceptions (anomie, social inadaptability,
etc.). Second, it incorporates socially heterogeneous phenomena under
one gene term. Third, the psychological interpretation, abstracting it
as it does from the contradictory character of the objective structure
of social relations, is implicitly conservative.
The society (or culture) - from which the individual described is
"alienated" is viewed as something "given," while this conflict itself
is regarded as a "negative value." Alienation is conceived as failure to
adjust, as deviation from a certain standard. Even rhors positively
assessing this state (as, for instance, a challenge to wholesale
conformism) regard it as merely an exception to the general rule.
There remains the third, socio-economic meaning. Here indeed we have a
tangible problem which was posed in German Ideoloey: "This fixation of
social activity, this consolidation of what we ourselves produce into an
objective power above us, wowing out of our control, thwarting our
expectations, bringing to naught our calculations, is one of the chief
factors in historical development up till now.... The social power, i.
e. the multiplied productive force, which arises through the cooperation
of different individuals as it is determined by the division of labor,
this social force appears to these individuals, since their cooperation
is not voluntary but has come about spontaneously, not as their own
united power, but as an alien force existing outside them, of the origin
and goal of which they are ignorant, which they thus cannot control,
which on the contrary passes through a peculiar series of phases and
stages independent of the will and action of men, nay even being the
prime governor of these." 28
Concentrated in this formula is a whole composite range of issues: the
problem of the objective laws governing social development which exist
in all social conditions; the problem of the anarchic character of the
cooperation of individuals, which is inherent in definite social
organisms; the difficulty of the realization by individuals of their
relation with the social composite, and the ensuing reification and
fetishization of this composite and its separate elements, etc. It is
impossible to reduce this directly to measurable parameters.
No wonder Marx turned from his original, abstract philosophical
formulation of the lem of alienation to a concrete study of the economic
and social aspects of man's emancipation. This is a road which, as I
believe, modern sociological theory should follow.
A philosophical analysis of human activity discloses the universal
dialectics of "objectivation" and "de-objectivation." cannot actualize
his abilities and gifts otherwise than through their objectivation,
their "externalization" in the products his activity. All social riches,
cultural values and forms of social relationships are nothing but
objectivation and in this sense alienation of man as species. At the
same time this "alienation is an "appropriation" with each individual
"appropriating" the processes of learning, education, and activity, the
creations his predecessors and contemporaries and building up his i
personality from these "interiorized" elements. Then in process of work,
cognition and social relationships he repays society - with interest -
for that which he has appropriated. This dialectics of "interiorization"
and "exteriorization" is universal, occurring in any social form. It may
be traced at all levels socle-historical study: the "given" system of
social relations and the concrete socio-historical activity which is on
the one hand adaptation to, and, on the other, modification of, these
relations; the pattern of values and symbols interiorized from the soi
consciousness and the individualized purpose of activity indissolubly
linked with individual experience; the relation the objective content of
human activity and its subjective ing (motivation); the autonomy of
means of activity (technology in the broad sense) from its inner
content, etc.
We would be making a profound error, though, if we regarded concrete
social problems as simple partial "modalities" of the universal process
of "alienation," thus slurring over the specific features of social
systems and differences in the levels of theoretical analysis. The
objective regularity of social develop - is one thing and the
spontaneous, ungovernable character social processes is another. The
general necessity of work is one thing, while its involuntary obligatory
character, conditioned by fact that the product of the labor of one
class is appropriated by another class, is another thing.29 It is one
thing to discuss the universal dependence of people on natural
conditions, or the inevitable level of the productive forces, and
another thing to face social inequality, with one set of people
appropriating the labor of others, or exercising the monopoly of
political power.
Denoting these qualitatively differing phenomena by one and the same
term only hampers an understanding of their specific nature. As
dangerous is the inability to demarcate the levels of study, frequently
revealed in debates on alienation. According to Adam Schaff, "the
problem of alienation has to do with the relationship between the human
person and society, between individual and the various products of man
as a social man." s0 But a sociologist sees behind this general
philosophical formula the whole set of problems. So far we have
Rieser rightly notes in
this connection that it is wrong to identify Marx's concepts of
"alienation" and the "realm of necessity" - or the end of alienation
with the "realm of liberty." Marx understood "alienation" as a definite
type of social relation, whereas when speaking of labor as a sphere of
necessity he meant relationship between society and nature. The very
concept of " freedom" is opposed, on the one hand, to "coercion"
effected by one group of people in relation to others ("liberty"), and,
on the other hand, to natural necessity (the conception of freedom a»
realized necessity). The removal of the former does not do away with the
latter. been discussing the matter on the level of general sociological
theory, whose subject is not individuals and their immediate
interrelations, but society as an intricate social system. However, if
we seek to comprehend the concrete mechanisms of social behavior and the
extent of the individual's freedom in society, the over-all sociological
approach must be supplemented by an analysis of the structural pattern
of specific communities (organizations) and also of the personality.
Holding priority in the theory of organizations are such matters as the
relation between centralization and decentralization, the mechanism of
decision making, the problem of conformity and autonomy of the
individual within the framework of a specific community. The personality
theory should illuminate the relation between the "prescribed" social
role and internalized role; the relation between the role structure of
individual and his self, etc.
Naturally, all these levels are most intimately connected. The behavior
and self-consciousness of the personality cannot be under derstood
without taking into account the individual's group affiliation and place
in the system of social relations as a whole; on the other hand, society
as a whole does not exist outside and without the individuals who make
it up. However, the degree of autonomy or, conversely, of dependence of
the indi vidual is due not only to over-all social conditions but also
to many specific circumstances in the individual's life. It is fruitless
to consider all forms of the behavior or activity of the individual and
group as various modalities of alienation or stages of its overcoming.
The concept of alienation played an important part in the history of the
philosophical and sociological thought of the past Its present invasion
of mass psychology, literature and art is also profoundly symptomatic,
attesting to the growing dissatisfaction people feel with their social
conditions, a dissatisfaction ao?res ing the tangibly existing
contradictions of the social system. Y. A. Levada has justly noted, the
category of alienation "is mode of describing definite aspects of
antagonistic social oau in relation to its foreseeable, possible,
desirable and achievable prospects." 31 No theoretical criticism can
"remove" alienation as an ideological phenomenon, precisely because
revealed behind the conflict of the "human" and the "thing" is the
contradiction between society's potentialities and objectively existing
social j structure. However, as a scientifically analytical concept,
alienation appears unsatisfactory. It is unsatisfactory not only because
it is an extremely vague term and has many meanings.
The term "alienation" serves simultaneuosly as a denotation of a certain
class of phenomena and as its evaluation. However, scientifically
theoretical criticism of reality, in contrast to the immediately
ideological criticism (Antonio Gramsci's term), is at least in
principle, twofold: first, it is a criticism of a reality in in the
light of a definite system of values emerging as the initial postulates
for study; and second, it is a criticism of initial values in the light
of historical experience and empirical data. In the terms of alienation
such demarcation is extremely difficult. Hence, both the analytical
weakness and ideological vagueness of the concept, which with some
authors denotes the demand for the global reconstruction of society and
with others merely modification of the individual's value orientations.
This criticism of alienation as a sociological concept does not mean
underestimation of the problems described by this term or, least of all,
the acceptance of a "given" social order as something "natural" that
cannot be changed. I fully appreciate the necessity and social
importance of the humanistic criticism of The Establishment, even when
positive content of such a criticism is not yet quite clear. But if we
wish not only to express social feelings but also to give concrete
analyses of the social situation and to elaborate certain social action
programs, our intellectual task becomes much more difficult. Rejection
of utopianism and romanticism is essential for concrete social
criticism, in which revolutionary negation enters as an element of a
constructive program of activity. Such was the road of development Marx
took, and such is the task of modern Marxist sociology.
----------------
1 Gerald Sykes, ed..
Alienation: The Cultural Climate of Our Time, vol. I New York, 1964, p.
xiii.
2 Nicola Abbagnano, Dizionario di filosofta, Torino, 1964, p. 14.
3 Lewis Feuer, "What is Alienation? The Career of a Concept," in M.
Stein and
4.
A. Vidich, eds..
Sociology on Trial, New York, 1963, p. 128.
5 Julius Gould, William
L. Kolb, eds „ A Dictionary of the Social Sciences, New York. p. 19.
6 See The he Social Sources of Alienation" in I. L. Horowitz, ed „ The
New Sociology, New York, 1964, p. 241.
7 See P. Chiodi. "II Concetto di "Alienazione" nell' esistenzialismo,"
Rivista di filosofia, LIV, 1963, pp. 419-445.
8 Keniston, op. cit., p. 13.
9 See, for example, John P. Clark, "Measuring Alienation Within a Social
System," American Sociological Review. XXIV, 1959, pp. 849-852; Louis A.
Zurcher, Jr., Arnold Meadow, Susan Lee Zurcher, "Value Orientation, Role
Conflict and Alienation from Work: A Cross-cultural Study, American
Sociological Review, XXX, 1965, pp. 539-548.
10 See, for instance, Luciano Gallino, "Alienazione e ricerca empirica
in sociologica," Rivista di psicologia sociale, X, 1963, pp. 287-309.
11 Herbert Marcuse,
One-Dimensional Man, Boston, 1964, p. 11.
12 Melvin Seeman, "On the Meaning of Alienation," American Sociological
1 view, XXIV, 1959, p. 784.
13 L. A. Zurcher et al., op. cit., p. 548.
14 Robert Blauner, Alienation and Freedom: The Factory Worker and his
Industry, Chicago, 1964, p. 15
15 Ibid., pp. 16-17.
16 Ibid., p. 29.
17 "Alienation and Social Role," Social Research, Vol. XXXIII, No. 3,
Autumn, 1966.
18 Peter Berger and
Stanley Pullberg, "Reification and the Sociological Critique of
Consciousness," History and Theory, vol. IV, No. 2, 1965.
19 Ibid., p. 200.
20 Ibid., p. 200.
21 Ibid., p. 207
22 Herbert Marcuse, Eros
and Civilization: A Philosophical Inquiry into Freud, New York, 1962, p.
43. "Erich Fromm, The Sane Society, New York, 1955, p. 124.
24 See for example
Herbert Aptheker, ed., Marxism and Alienation: A i Symposium. New York,
1965; "L'alienation, mythe ou realite" in: Raison Presente» No. 3,
mai-juin-juillet 1967.
25 See A. P. Ogurtsov, "Man in the World of Alienation," in Man in So
and Bourgeois Society: Symposium Proceedings, Issue 1, Moscow, 1966.
(Russian)
26 Vittorio Rieser, "II
concetto di 'alienazione' in sociologia," Quaderni di ""sociologia, Vol.
XIV, Aprile-Giugno, 1965, p. 166.
27 Gaylord C. Le Roy,
"The Concept of Alienation: An Attempt at a Definition in Marxism and
Alienation, pp. 13-14.
28 E. Marx, F. Engels. Deutsche Ideologic, MEGA, I, Alt., Bd. 5, s.
22-23.
29 See Rieser, op. cit., p. 145.
30 Adam Schaff,
Marxismus und das menschliche Individuum. Europa Verlag, Wien,. 1965. S.
139.
31 Y. A. Levada, The Social Character of Religion, Moscow, 1965, p.
(Russian).
English
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