Ïðîôåññîð Ñüþçåí Ãåðáñò (Susan
Herbst) - ÿâëÿåòñÿ èçâåñòíûì àìåðèêàíñêèì ñïåöèàëèñòîì â
îáëàñòè èñòîðèè è ìåòîäîëîãèè èçó÷åíèÿ îáùåñòâåííîãî ìíåíèÿ, æóðíàëèçìà è
èõ ïåðåïëåòåíèé ñ ïîëèòèêîé. Â 1989
ãîäó
îíà
ïîëó÷èëà
Ph.D.
ïî
èññëåäîâàíèÿì
êîììóíèêàöèè
â Annenberg School for Communications, University of Southern California.
 íàñòîÿùåå âðåìÿ
Ñ. Ãåðáñò ðóêîâîäèò îòäåëåíèåì ïîëèòè÷åñêèõ íàóê â
Northwestern
University
è îñóùåñòâëÿåò èññëåäîâàíèÿ â
the
Institute
for
Policy
Research.
Îíà
–
àâòîð
òðåõ
êíèã: Reading Public Opinion: Political Actors View the
Democratic Process. University of Chicago Press (1998); Politics at the
Margin: Historical Studies of Public Expression Outside the Mainstream.
New York: Cambridge University Press (1994); Numbered Voices:
How Opinion Polling Has Shaped
American Politics. University of Chicago Press (1993) è ñîàâòîð (ñ C. Glynn, G. O'Keefe
è
R. Y. Shapiro) Public Opinion. New York: Perseus Group/Westview (1999).
Åþ
îïóáëèêîâàíî
ìíîæåñòâî
ñòàòåé;
ñ 1996
ãîäà
îíà –
ñîðåäàêòîð
ñåðèè Studies in Political Communication, Media and Public
Opinion (the University of Chicago Press).
Ïðîôåññîð Ñüþçåí Ãåðáñò ëþáåçíî ïðåäîñòàâèëà íàì âîçìîæíîñòü ðàçìåñòèòü íà
íàøåì ñàéòå åå ñòàòüþ
Lippmann's Public Opinion -- Revisited. Harvard
Journal
of
Press
and
Politics
1999, (4): 88-93, ñîäåðæàùóþ ñîâðåìåííóþ îöåíêó ðîëè
Óîëòåðà Ëèïïìàííà â àíàëèçå ïðèðîäû
îáùåñòâåííîãî ìíåíèÿ
When I become bogged down in the flood of empirical research about public
opinion – across academic fields and in our newspapers – I often look back
to the late-nineteenth- and early-twentieth-century classic texts about the
nature of public opinion. There I know I will find clarity of vision, strong
normative guidance, and, best of all, a reminder of why it is we spend so
much time struggling with the measurement of public preferences. Among the
most insightful thinkers on the subject of American public opinion are, of
course, Alexis de Tocqueville, Gabriel Tarde, James Bryce, and the
above-quoted John Dewey.
But
of all these brilliant writers, it is Walter Lippmann who is the most
troubling and the most relevant for us at century's close. It was Lippmann
who foresaw two of the most challenging, intertwined problems of democratic
practice in a mass society: the absence of the omnicompetent citizen and the
inability of the news media to help citizens achieve minimal competence.
For
decades we have believed that the information revolution – the expansion of
the mass media into all aspects of our lives – would enable common folks to
rise to the ideal-typical behavior and knowledge levels expected of them in
democratic theories. Yet with each passing decade we realize just how far
American democracy is from the imagined democracies of our founders, and it
was the skeptical and erudite Lippmann who first (and most eloquently)
brought us the bad news.
Lippmann's central arguments in his 1922 Public Opinion (1960) – his
masterwork – are well known. It is a dense book, hard for undergraduates to
penetrate, but full of provocations and subtlety. Let me focus, for this
essay, on three of Lippmann's most powerful claims to see how scholars view
these arguments today – whether we have strong evidence for them or not,
where Lippmann was right, and where he was overly pessimistic.
This is an easy exercise for me: In 1999, I have the advantage of more than
seven decades of data on media and politics, which Lippmann did not have.
Lippmann lived a long life, dying in 1974 at the age of eighty-five, and it
was a life devoted to public service and the critique of political
institutions. But the recent growth of the academic disciplines –
particularly psychology, sociology, and political science – give us even
more to meditate on with regard to public opinion. Three of Lippmann's
arguments are of interest here:
1.
Common citizens are ill equipped to engage in thoughtful and
productive debate about public policy.
2. Stereotypical thinking blocks our perceptive capacities, making it
difficult to view politics with clarity or objectivity.
3. Journalists cannot be held responsible for educating us to the levels
of knowledge deemed necessary for citizens in a democracy.
Let
us take these arguments in order, recognizing their interconnectivity, and
ponder them in the light of the late twentieth century.
The Problematic Citizen
“[In the eighteenth century, when our founders wrote,] not only was the
individual citizen fitted to deal with all public affairs, but he was
consistently public-spirited and endowed with unflagging interest .... Since
everybody was assumed to be interested enough in important affairs, only
those affairs came to seem important in which everybody was interested”
(Lippmann 1960:173).
Lippmann recognized that the insights of our founders, their confidence in
the citizenry in particular, were based on a small, “self-contained”
community. In such communities, people ran see things for themselves because
nothing is far away: Everyone pretty much knows everyone else, and it is
possible to attain some intellectual mastery of one's local environment.
But
this model, as Lippmann underscored, was no longer relevant in the twentieth
century in a highly urban and industrialized society. The sheer number of
issues facing Americans, domestic and foreign, makes it impossible to
achieve mastery of one's environment these days, even with constant exposure
to the mass media. Lippmann developed his critique of the omnicompetent
citizen even further in The Phantom Public (1925), published a few years
after Public Opinion. There he argued that public affairs are quite
mysterious to the average citizen, torn as he or she is among citizenship,
family, work, and other demands. As Lippmann put it, the citizen “reigns in
theory, but does not govern” (1925:13).
The
omnicompetent or highly engaged citizen of democratic theory was not a straw
man that Lippmann used to gain rhetorical power. It is true that such a
citizen – deeply involved in all political debates of the day, willing to
participate in social movements, and fully informed before voting in all
elections – is an ideal type. But it is an ideal type that appears so
frequently in democratic writings that Lippmann was forced to confront it.
Theorists who came before Lippmann were not naive: Even the ancient Greek
thinkers, Plato in particular, doubted citizen competence in the realm of
politics. But consistent with American exceptionalism, our founders, and
other great men who followed them to take leadership roles in
nineteenth-century politics, thought America might be different: Our
nation's citizens could very well fit the template of extraordinary
capability and knowledge in all areas of public life. America would be the
site of intense political participation and high voter turnout across
regions and ethnic enclaves, many leading statesmen believed.
Lippmann may have embarked on the critique of the omnicompetent citizen
early in the century, but others came along shortly thereafter with equally
damning indictments (Converse 1964; Schumpeter 1950). Most recently, we have
the comprehensive study by Michael Delli Carpini and Scott Keeter
documenting the low knowledge levels among the public (1996).
And
as Donald Kinder has pointed out, the picture is probably even worse than we
think, since many politically ignorant citizens are not even surveyed, due
to climbing nonresponse rates (1998). Although there is variation in
knowledge levels across social groups, the overall picture is a bit grim.
Basic knowledge about our institutions, policies, and individual leaders
makes up the building blocks for political cognition, doesn't it? Since
Lippmann wrote, there have been several challenges to this view.
The
first challenge is from scholars who argue for “heuristics” or “low
information rationality” (Lupia and McCubbins 1998; Popkin 1991). These
scholars – through the use of experimentation and surveying – argue that
citizens don't need to know much at all about the political system as long
as they have a general sense of whom to listen to on policy matters.
Perhaps, they argue, it is enough to know that you are a Democrat.
When complex matters of policy arise, the partisan Democrat simply turns to
that party and its leadership for guidance. In other words, citizens do not
need to know much about the issues as long as they have a good sense of who
is on their side – which party or which leader shares their interests and
preferences. This paradigm, while comforting in some regards, skirts the
central issues that Lippmann raised.
Besides the fact that it is difficult for the uninformed to even know which
leaders to take cues from and the fact that elites do not always create the
best policy options, the minimally informed citizen is hardly a person to
applaud. Democratic citizenship is not solely about preferences between
options. Competence in citizenship is about dialogue with others, refining
and developing one's ideological framework, and awareness of an issue debate
from the start of that debate.
Lippmann was not so far off from the low information rationality model.
After all, his solution to the low knowledge levels among citizens was to
turn to leadership – to bureaus of experts who might explore and decide
policy for us. Yet the low information, rationality framework is basically
unsatisfying because it hones citizenship down to such a small role (taking
cues, voting) that it lessens the notion of democratic competence. Sure, we
can all take cues, but that is hardly the kind of democratic engagement we
hope for and need in a strong democracy.
Another answer to Lippmann's questions about citizen competence might be
found in the statistical act of aggregation: Perhaps people are uninformed
or even misinformed, but taken as a whole, by summing their preferences, we
discover a rationality of sorts (e.g., Page and Shapiro 1992). If we
aggregate, the argument goes, weak opinions cancel each other out, and the
strong, informed opinions triumph.
Evidence for this hypothesis, however, focuses on stability of public
opinion over time and avoids concerns about individual political knowledge
and socialization. In general, this approach does not get at the varied and
intense engagement that Lippmann seeks in the citizenry, since it also
reduces expectations of competence to the bare minimum. The view that
citizens are knowledgeable enough, despite their wide areas of ignorance, is
exactly the sort of argument that Lippmann would have found regretfully
misguided.
Stereotypical Thinking and How to Challenge It
There is now overwhelming evidence from social psychology documenting the
importance of stereotyping as a fundamental dimension of human cognition
(Fiske 1998). In particular, psychologists have focused on gender, race, and
age as categories that people use to judge others. So Lippmann was, as on
other topics, ahead of his time in outlining the value of this particular
cognitive phenomenon. Yet the stereotyping research is now very
sophisticated and multifaceted. One interesting area of inquiry has focused
on whether people can control their biases – particularly the judgments they
make almost “automatically” on seeing a woman, a black person, or an elderly
individual. Susan Fiske's comprehensive and thoughtful summary of the
stereotyping literature leads her to this conclusion about information
processing:
The
bad news is that people's habitual use of subjectively diagnostic
information, certain information configurations, and perceived covariation
sustains stereotypes. Various motivations, which safeguard ingroup
membership, exacerbate stereotyping of outgroups and favor the ingroup.
Happy, angry, and anxious moods all encourage stereotyping. The good news is
that people can sometimes control even apparently automatic biases, if
appropriately motivated, given the right kind of information, and in the
right mood. People therefore can make the hard choice. (Fiske 1998:391)
The
current view from psychology, then, is far more optimistic than Lippmann's
view of stereotypes: He believed that these mental categories inevitably and
chronically prevented proper information processing and reasoning. These
days, the evidence shows Lippmann to be correct in emphasizing the
importance of these cognitive categories but provides some hope as well. In
particular, we should be encouraged by Fiske's point about information: that
when given the “right kind of information” people can control their tendency
to rely on stereotypes. Journalists, it is safe to say, can be the source of
this information. They, too, sustain stereotypes, unfortunately, but if they
are conscious of the problem and intent on battling it, they can do a great
service to citizens in helping them to part with their stereotypes.
And
that brings us to Lippmann's last argument. that journalists cannot be held
responsible for educating us, that their powers are limited. This is an
ironic argument because it comes from one of the most pedagogically oriented
and most influential journalists in American history. Nonetheless,
Lippmann's point is well taken: Reporters are limited in their ability to
shed light on events because they are human and subject to the same biases
in perception as the rest of us. Yes, journalists know more of the world
than the rest of us. They travel and talk about public affairs constantly.
Yet they cannot escape the subjectivity that biases human cognition. News
and truth, as Lippmann puts it, are not synonymous, and to believe that they
are is to ignore basic limitations of human perception.
Among the many interesting points that Lippmann makes when trying to
distinguish news and truth are his arguments about the problems of agency.
Lippmann notes that journalists may have extraordinary ability and
confidence, but in the end, they know better than anyone else the
impossibilities of objective perception. Journalism is “frail” Lippmann
argues, “too frail to carry the whole burden of popular sovereignty, to
supply spontaneously the truth which democrats hoped was inborn” (1960:228).
Reporters may be courageous and of high integrity, but they can never assume
the responsibilities we often ask them to take up – as objective and
evenhanded surveyors of the political scene. I personally find this part of
Lippmann's brilliant corpus to be the most troubling because it leaves us
without surveillance: If we cannot rely on journalists to “bring us the
world” as they themselves often put it, on whom can we rely? There is no
easy answer to this question, and Lippmann himself is not particularly
convincing in his solutions: his bureaus of experts who comb the world for
information, making good decisions for the rest of us.
To
my mind, Lippmann lets journalists off the hook too easily. It is true that
journalists, even if they try hard to achieve objectivity and try to teach
us about policy and public affairs in the best ways they know how, will
never drag citizens up to the level of competence celebrated in classical
democratic theory. Journalists cannot create omnicompetent citizens unless
citizens themselves strive for this sort of knowledge and engagement. But,
as we have often seen in the pages of this journal, journalists can maintain
the struggle to find a new paradigm for their craft.
If
true objectivity and evenhandedness are – as Lippmann correctly notes –
beyond our grasp, we must develop other approaches to journalism that do
enhance democratic dialogue and policy making. Proposals for the future of
journalism swirl around in academic circles, and Lippmann – if he were alive
today – would applaud self-reflection and self-critique among journalists.
We could use a bit more of it, in fact. Political scientists still read
Lippmann, Dewey, Tocqueville, and other theorists of public opinion
communication. But practicing journalists – the men and women who struggle
with stereotyping and the burdens of objectivity on a daily basis – might
find new motivation for studying their own craft if they took a few days off
to read and reflect on the ideas in Public Opinion.
Note
1.
Cited in Steel (1981:183). This is the premier biography of Lippmann and
well worth reading.
References
Converse, Philip E. 1964. “The Nature of Belief Systems in Mass Publics.”
In Ideology and Discontent, ed. David Apter. Glencoe, IL: Free Press.
Delli Carpini, Michael X., and Scott Keeter. 1996. What Americans Know
about Politics and Why it Matters. New Haven: Yale University Press.
Fiske, Susan. 1998. “Stereotyping, Prejudice, and Discrimination.” In The
Handbook of Social Psychology, ed. Daniel T. Gilbert, Susan T. Fiske, and
Gardner Lindzey. New York: Oxford University Press.
Kinder, Donald R. 1998. “Opinion and Action in the Realm of Politics.” In
The Handbook of Social Psychology, ed. Daniel T. Gilbert, Susan T. Fiske,
and Gardner Lindzey. New York: Oxford University Press.
Lippmann, Walter. 1925. The Phantom Public. New York: Harcourt Brace.
Lippmann, Walter. 1960. Public Opinion [1922]. New York: Macmillan.
Lupia, Arthur, and Mathew McCubbins. 1998. The Democratic Dilemma: Can
Citizens Learn What They Need to Know? New York: Cambridge University
Press.
Page, Benjamin I., and Robert Y. Shapiro. 1992. The Rational Public: Fifty
Years of trends in Americans 'Policy Preferences. Chicago: University of
Chicago Press.
Popkin, Samuel L. 1991. The Reasoning Voter: Communication and Persuasion
in Presidential Campaigns. Chicago: University of Chicago Press.
Schumpeter, Joseph A. 1950. Capitalism, Socialism, and Democracy. 3rd
Edition. New York: Y. Harper and Row.
Steel, Ronald. 1981. Walter Lippmann and the American Century. New York.
Vintage.
John Dewey. Walter Lippmann's Public Opinion is] perhaps the most
effective indictment of democracy as currently conceived ever penned.
Press/Politics 4(2):88-93
©
1999 by the President and the Fellows of Harvard College and the
Massachusetts Institute of Technolog
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